Commspace

You can enable this if your financial period differs from month to month, or if you want to "lock in" the previous periods.

Financial periods

Mark products as compliant or noncompliant to determine whether it will be paid to the adviser or not.

Enforced compliance: mark an item as compliant during linking

Enforced compliance: statements

Enforced compliance: reporting

Once Compliance has been activated on your office, you will start seeing some new statement statusses. Here's what it means.

Enforced compliance: new statement status colours

Having some trouble with linking during compliance?

Enforced compliance: troubleshooting

The product compliance status has updated - how do I enforce this on Commspace?

Enforced compliance: changing a product to compliant in a finalized financial period

Enforced compliance: steps

When a product is linked, the statement item adopts an effective date: the date of which the compliant product is payable to the adviser.

Enforced compliance: effective dates in compliance

Amanda de Bruyn

Compliance

Find answers and get help from Intercom Support and Community Experts

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